Question 1

Which of the following is a red flag that an entity is operating a security business without the proper license or registration?

Options :

A : There is an unexplained absence of customer complaints against the entity.

B : The entity-s website contains detailed background information.

C : The agents working at the entity have criminal records.

D : There are justified gaps in the work history of promoters at the entity.

Answer: D

Question 2

Allison works for a government contractor. She informs the government that her employer has been submitting false claims to the government for payment. Later, it is discovered that Allison has misappropriated more than $50,000 of her employer's money. Allison qualifies as a whistleblower entitled to anti-retaliation protection under the law because of her report to the government. Which of the following statements about Allison is CORRECT?

Options :

A : Allison cannot be fired for misappropriating funds from her employer

B : Allison cannot be fired for any reason

C : Allison cannot be fired for informing the government of her employer-s fraud

D : None of the above

Answer: C

Question 3

Which of the following, if available, would help an organization recover losses from an instance of internal fraud?

Options :

A : Deposition

B : Fidelity insurance

C : Customer liability policy

D : Privilege insurance

Answer: B

Question 4

Which of the following typically does NOT have to be present for communications between an attorney and the attorney's client to be protected by a legal professional privilege?

Options :

A : Communication between a legal advisor and a client

B : Purpose of the communications was to seek or provide legal advice

C : A written contract with the attorney requiring confidentiality

D : Intent to keep the communications confidential

Answer: D

Question 5

Ella is convicted of a crime, but instead of serving jail time, her sentence is suspended for a year in exchange for a promise of good behavior and being placed under supervision within the community. Which of the following BEST describes Ella’s sentence?

Options :

A : Probation

B : Indeterminate sentence

C : Determinate sentence

D : Deferred prosecution agreement

Answer: A

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