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Exam Code: CSC1
Exam Questions: 102
Canadian Securities Course Exam 1
Updated: 06 Jan, 2026
Viewing Page : 1 - 11
Practicing : 1 - 5 of 102 Questions
Question 1

ABT Ltd. is currently trading at $65. An investor buys five ABT July 55 put options for $2each. Ignoring commissions, what price must ABT Ltd. common shares trade at for theinvestor to break even on her put options?

Options :
Answer: C
Question 2

What is a characteristicof provincial savings bonds that distinguishes them from other provincial bonds? 

Options :
Answer: B
Question 3

When acting as a principal, how do investment dealers generate revenue? 

Options :
Answer: D
Question 4

When acting as a principal, how do investment dealers generate revenue? 

Options :
Answer: D
Question 5

Where docs primary responsibility for gatekeeping inthe securities industry reside? 

Options :
Answer: C
Viewing Page : 1 - 11
Practicing : 1 - 5 of 102 Questions

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