Question 1

One mechanism to help ensure the proper application of audit standards is through ____________. The purpose of _______________ is to provide feedback to management on the effectiveness of the quality control policies and procedures of an organization:

Options :

A : An external quality review process

B : An internal quality review process

C : Organizational review process

D : Audit review process

Answer: B

Question 2

All of the following factors influence the state of an organization’s control environment EXCEPT:

Options :

A : An inconsistent or unfair employee performance evaluation, compensation, and promotion system.

B : Whether the code of conduct and ethics policy are communicated to employees and enforced by management in a sound and consistent manner.

C : Employees are held accountable for their performance.

D : Whether management emphasizes and values competence, integrity, and ethical behavior.

Answer: C

Question 3

Which of the following are the two broad classifications of management styles please mark the correct option:

Options :

A : Directing management

B : Autocratic management

C : Consultative management

D : All of the above

Answer: B

Question 4

The customer-driven approach operates under the business model where all efforts are geared toward developing and retaining the customer base. This approach promotes the ability to react and adapt to customer needs and to provide services in an efficient and effective manner:

Options :

A : autocratic, react and adapt

B : customer-driven, act and adapt

C : bureaucratic, react and adapt

D : customer-driven, react and adapt

Answer: D

Question 5

Security administration is responsible for security over the computer facility, including all aspects of physical and data security. Following is a list of Control techniques for security administration please chooses the correct option:

Options :

A : Ensuring that the computer security administration function is independent of computer operations

B : Ensure that there are adequate backup power sources, alarms, and prevention equipment

C : A & D

D : Ensuring that users and employees are counseled on security considerations.

Answer: C

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