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Exam Code: Series-6
Exam Questions: 328
Investment Company and Variable Contracts Products Representative
Updated: 13 Jul, 2026
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Question 1

stion No: 159 In 2004, your Uncle Oscar purchased 300 shares of Hasbro, Inc. for $19 a share. Uncle Oscar died earlier year and left his Hasbro stock to you. The stock was selling for $44 on the day he died, but by the time you learned that you were the beneficiary of the stock, the price was $47. What is your cost basis in Hasbro?

Options :
Answer: B

Question 2

By investing in a diversified portfolio, an investor will:

Options :
Answer: B

Question 3

NASDAQ is:

Options :
Answer: D

Question 4

The Securities Exchange Commission consists of:

Options :
Answer: B

Question 5

Which of the following must be true for a fund to be called a “no load” fund? I. The fund can have no front-end load. II. The fund can have no contingent deferred sales charge. III. The fund can charge no 12b-1 fees. IV. The fund cannot charge investors an exchange fee.

Options :
Answer: A

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