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Exam Code: UAE-Financial-Rules-and-Regulations
Exam Questions: 100
CISI UAE Financial Rules and Regulations
Updated: 24 Nov, 2025
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Practicing : 1 - 5 of 100 Questions
Question 1

When collecting data from official authorities, evaluators of investment fund in-kind shares are required to abide by the principles of honesty, justice and:

Options :
Answer: A

Question 2

Which of the following is one of the prescribed financial activities for which the Authority can issue a license? 

Options :
Answer: D

Question 3

Following a public subscription, what must a Special Purpose Acquisition Company do with the proceeds? 

Options :
Answer: C

Question 4

When establishing a local investment fund, how much are the founders required to subscribe?

Options :
Answer: C

Question 5

The compliance regulation guide, submitted by an applicant for a license from the Authority, must set out procedures and mechanisms which will ensure that the compliance officer: 

Options :
Answer: C

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